Gesperrte FX Firmen und Trader
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Gesperrte FX Firmen und Trader
Dauerhaft gesperrte und die suspendierte Forex Firmen und Einzeltrader
List of Disciplined Firms that have been permanently barred from the industry due to the resolution of formal charges of the use of deceptive telemarketing practices or promotional material.
List of Disciplined Firms that have been permanently barred from the industry due to the resolution of formal charges of the use of deceptive telemarketing practices or promotional material.
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1 FX TRADER LLC
1ST COMMODITY CORP OF THE CAROLINAS
20 20 TRADING COMPANY
618 INVESTMENT GROUP INC
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ACJ CAPITAL INC
AFFILIATED SECURITY BROKERS
ALEXIS FINANCIAL GROUP INC
ALPINE FINANCIAL CORP
AMERICAN ATLANTIC FINANCIAL CORP
AMERICAN DERIVATIVES
AMERICAN FINANCIAL GROUP SERVICES INC
AMERICAN FINANCIAL TRADING CORP
AMERICAN FIRST FINANCIAL INVESTMENT CORP
AMERICAN FUTURES GROUP INC
AMERICAN NATIONAL TRADING CORP
APACHE TRADING CORPORATION
ARBITRAGE SERVICES CORPORATION
ARNEKAY INC
ATLANTIC FUTURES INC
ATLANTIC MERCANTILE GROUP INC
AVS CARTER FINANCIAL INC
ADVANCED MARKETS LLC
ANTHONY JOHN COLUMBO INC
ATTAIN CAPITAL MANAGEMENT LLC
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BACERA CORPORATION
B P FINANCIAL OF BOSTON INC
BACHUS & STRATTON COMMODITIES INC
BARKLEY FINANCIAL CORP
BAXTER INVESTMENTS INC
BAY LIMITED
BAYOU MANAGEMENT LLC
BEAR & WOLF COMPANY INC
BENTLEY TRADING GROUP INC
BLOOM, MARK EVAN
BLUE SKY CAPITAL MANAGEMENT CORP
BRICKELL KEY FINANCIAL LLC
BROOKSHIRE RAW MATERIALS MANAGEMENT LLC
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CALIBER FINANCIAL GROUP LTD
CALIFORNIA CAPITAL TRADING GROUP LLC
CALVARY FINANCIAL GROUP LLC
CAPITAL FUNDING CONSULTANTS LLC
CAPITAL FX LLC
CAPITAL OPTIONS INVESTMENTS INCORPORATED
CARHARTT L P AND COMPANY INC
CARRINGTON FINANCIAL CORP
CASTLE COMMODITIES CORPORATION
CENTURY TRADING GROUP INC
CERES TRADING GROUP INC
CFS CAPITAL MANAGEMENT LLC
CHASE COMMODITIES CORP
CHICAGO COMMODITY CORP
CHILMARK COMMODITIES CORP
CHURCHILL GROUP INC
CLASH FINANCIAL LLC
COASTLINE TRADING GROUP LLC
COES FX CLEARING INC
COGITO ASSET MANAGEMENT CORP
COMMODITY CONSULTANTS INTERNATIONAL INC
COMMODITY FLUCTUATIONS SYSTEMS INC
COMMODITY INVESTMENT GROUP
COMMODITY TRADING INTERNATIONAL CORP
COMMONWEALTH FINANCIAL GROUP INC
CONCORDE TRADING GROUP INC
CORNERSTONE CAPITAL MANAGEMENT LLC
CORPORATE COMMODITIES INC
COUNTRYWIDE TRADING CORPORATION
CRESTWOOD CAPITAL MANAGEMENT INC
CROMWELL FINANCIAL SERVICES INC
COMMERCIAL HEDGE SERVICES INC
CYCLONE TRADING SYSTEMS LLC
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DBS CAPITAL INC
DE JONES COMMODITIES INC
DING ERIK
DIVERSIFIED TRADING SYSTEMS INC
DIRECT FUTURES LLC
DM MCKENZIE AND ASSOCIATES INC
DRANGER CAPITAL MANAGEMENT LLC
DUNHILL FINANCIAL GROUP INC
DUNHILL INVESTMENTS CORPORATION
DURKIN & ASSOCIATES INC
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E DAVID STEPHENS COMMODITIES CORP
EINSTEIN CISVEST INC
ELLIOTT GREGORY WILLIAM
EMPIRE FUTURES LLC
ENGLAND MARK W
EXECUTIVE COMMODITY CORP
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FIDELITY MERCANTILE CORP
FIN FX LLC
FINANCIAL MEDIA DISTRIBUTION INC
FINANCIAL SERVICES GROUP INC
FIRST AMERICAN INVESTMENT SVCS INC
FIRST CAPITAL GROUP
FIRST COMMODITY CORP OF BOSTON
FIRST INTERNATIONAL COMMODITY GROUP INC
FIRST INVESTORS GRP OF PALM BEACHES INC
FIRST NATIONAL MONETARY CORP
FIRST SIERRA CORPORATION
FOREFRONT INVESTMENTS CORPORATION
FORWARD FOREX INC
FSG INTERNATIONAL INCORPORATED
FUTURES FINANCIAL ADVISORS OF PALM BEACH
FUTURES FIRST OF ARIZONA INC
FUTURES TRADING GROUP INC
FUTUREWISE TRADING GROUP INC
FX CURRENCY TRADERS INC
FINANCIAL COMMODITY INVESTMENTS
FIRST CHOICE FUTURES AND OPTIONS INC
FOREX CAPITAL MARKETS LLC
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GABRIEL BROKERAGE INC
GEMINI INVESTMENTS INC
GFS FOREX & FUTURES INC
GLOBAL TELECOM INC
GLOBAL TRADING CENTER LLC
GRANDVIEW HOLDING CORP
GREAT AMERICAN COMMODITIES INC
GUARDIAN FUTURES INC
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HAMILTON WILLIAMS LLC
HARRINGTON FINANCIAL & ENERGY ADVISORS
HARTFORD FINANCIAL GROUP INC
HARVEST INVESTMENT GROUP INC
HAWAII INVESTMENT NETWORK
HVM HOLDINGS INC
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INDEX SERVICES INC
INDUSTRIAL INVESTMENTS CORPORATION
INFINITY TRADING CO INC
INNOVATIVE CAPITAL MANAGEMENT LLC
INTERCAPITAL MARKETS CORP
INTERNATIONAL COMMODITIES CORP CHICAGO
INTERNATIONAL COMMODITY CLEARING
INTERNATIONAL FUTURES STRATEGISTS INC
INTERNATIONAL TRADING GROUP LTD
INVESTMENT SYNDICATION CORPORATION
INVESTOR ONE FINANCIAL CORP
INVESTORS TRADING INSTITUTE
ICE INVESTMENTS LLC
IFX MARKETS INC
INTERBANK FX LLC
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JAGUAR TRADING
JCC INC
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KINGZ CAPITAL MANAGEMENT CORPORATION
KIPPES RANDALL JEFFREY
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LAKE DOW CAPITAL LLC
LAKE SHORE ASSET MANAGEMENT LIMITED
LAWTON FINANCIAL GROUP SERVICES
LIBERTY FINANCIAL TRADING CORP INC
LIBERTY REAL ASSETS INVESTMENT CORPORATION
LINUXOR ASSET MANAGEMENT LLC
LIQUID CAPITAL MANAGEMENT LLC
LLOYD ALEXANDER FUTURES LTD
LLOYD STEVENS & CO INC
LONGBOAT GLOBAL FUNDS MANAGEMENT LLC
LYNCH & COMPANY LLC
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M25 INVESTMENTS INC
M37 INVESTMENTS LLC
MADISON FINANCIAL GROUP LLC
MAGMA FUND ADVISORS LTD
MAJESTIC COMMODITY CORPORATION
MASTERS TRADING ORGANIZATION LTD
MBH COMMODITY ADVISORS INC
MCDINE & ASSOCIATES INC
MCKERR JAMES T
MELROSE ASSET MANAGEMENT CORPORATION
MERCER CAPITAL INC
MERIDIAN COMMODITY CORPORATION
MIZNER FINANCIAL TRADING CORP
MITCHELL, CHARLES
MONTGOMERY INTERNATIONAL TRADING INC
MULTIVEST OPTIONS INC
MURLAS COMMODITIES INC
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NATIONWIDE FUTURES CORPORATION
NEIMANN LLOYDS INC
NEMITOFF COMMODITIES CORP
NEW FOREST CAPITAL MANAGEMENT INC
NEW WORLD TRADING LLC
NEW YORK CAPITAL ENTERPRISES LLC
NEXT FINANCIAL SERVICES UNLIMITED INC
NORTH HILLS MANAGEMENT LLC
NORTHWEST FUTURES MANAGEMENT INC
NETBLACK CAPITAL LLC
NEXTSOURCE TRADING CORPORATION
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OHERRON JOHN F
OPTION AMERICA INC
OPTION STRATEGIES LTD
OPTIONS ADVISORY GROUP
OXFORD TRADING GROUP INC
ODL SECURITIES INC
OLYMPUS FUTURES INC
ONE WORLD CAPITAL GROUP
OPPORTUNITIES IN OPTIONS
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PACIFIC CAPITAL MARKETS
PAYCHER ABRAHAM
PHILADELPHIA ALTERNATIVE ASSET MANAGEMENT CO LLC
PINNACLE RESOURCE MANAGEMENT INC
PORTER SMITH & CO INC
PREFERRED COMMODITY CORPORATION
PREMEX INCORPORATED
PRESIDENTIAL FUTURES INC
PROFITEX INC
PROFUSION HOLDINGS LLC
PROTRADE FUTURES & OPTIONS
PRIME TRADING COMPANY INC
PT HOLDINGS INC
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QUALIFIED LEVERAGE PROVIDERS INC
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RALEIGH CAPITAL MANAGEMENT INC
RANDOLPH J GINSBERG INTRODUCING BROKERAGE INC
RENAISSANCE ASSET MANAGEMENT
RISK CAPITAL TRADING GROUP INC
ROYAL FOREX TRADING LLC
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SCEVOLA, CARLO
SCHAFFNER ENTERPRISES INC GERRY
SCHAFFNER GERALD
SCOTT D WOLFE CTA INC
SHUN PUN LIMITED
SIEGEL TRADING CO INC THE
SMITH BAISAL DWIGHT
SMITH GEORGE COLE
SOUTH COAST COMMODITIES INC
SPENCER FINANCIAL LLC
SPIRIT INVESTMENTS INC
STAR COMMODITIES LTD
STATEWIDE FX INC
STERLING INTERNATIONAL COMMODITIES
STIRN BARRY GERALD
STRATEGIC FUTURES MANAGEMENT INC
STRONGBOW INVESTMENTS GP LLC
SNC INVESTMENTS INC
SOLID GOLD FINANCIAL SERVICES INC
STONEBRIDGE FINANCIAL SERVICES LLC
STONEHENGE CAPITAL MANAGEMENT LLC
SUN TECH INTERNATIONAL WEALTH MANAGEMENT INC
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T H D INCORPORATED
TARA SECURITIES CORP
TE DEUM CORP
TERRANOVA FINANCIAL TRADING CORP
TGR FINANCIAL LLC
TRADE DOCK CAPITAL LLC
TRADECO CLEARING GROUP LLC
TRADER SERVICES CO
TRADING ALLIANCE INC
TRENDEX COMMODITY CORP
TRINITY FINANCIAL GROUP INC
TRUE VECTOR TRADING GROUP LLC
TECHNICAL NICHE TRADING LLC
TRADERS NETWORK LLC
TRENDPHONIC FUTURES TRADING LLC
TURTLE FUTURES INC
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UNITED FINANCIAL TRADING CORP
UNITED INVESTORS GROUP
UNIVERSAL COMMODITY CORPORATION
UNIVERSAL FINANCIAL HOLDING CORP
UNIVERSAL FUTURES INC
US FINANCIAL GROUP INC
US OPTIONS CORP
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V TEK TRADING GROUP INC
VALOIS CHRISTOPHER D
VISTA FUTURES INC
VISTA TRADING ADVISORS INC
VUE VENIR ASSOCIATES INC
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WACHTEL FINANCIAL GROUP
WALLSTREET FINANCIAL TRADING INCORPORATED
WALTERS WILLIAM G
WATERS TAN & CO INC
WEINBERG MARK ROSS
WELLINGTON FINANCIAL GROUP INC
WEXTRADE COMMODITY MANAGERS LLC
WHITEHALL INVESTORS INTERNATIONAL INC
WILSHIRE INVESTMENT MANAGEMENT CORP
WOLF COMMODITIES CORP INC
WORLD TRADE FINANCIAL INC
WORLD TRADING GROUP INC
WORLDWIDE CLEARING
WORLDWIDE COMMODITY CORPORATION
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ZIPKIN WILLIAM L
ZOCO LLC

